IC 23-19-4.1-10 — Training resources for broker-dealers, investment advisers, and qualified individuals; availability on secretary of state's website
Chapter 4.1. Financially Vulnerable Adult
Bills amending this section
Section text
Sec. 10. Not later than September 1, 2017, the commissioner shall develop and make available on the secretary of state's website information that includes training resources to assist broker-dealers, investment advisers, and qualified individuals in the prevention and detection of financial exploitation of financially vulnerable adults. The training resources must include information on: (1) indicators of financial exploitation of financially vulnerable adults; and (2) the potential steps broker-dealers, investment advisers, and qualified individuals can take, under Indiana law, to prevent suspected financial exploitation of financially vulnerable adults.
As added by P.L.39-2016, SEC.1. Amended by P.L.158-2017, SEC.13; P.L.23-2026, SEC.240.
Source: official publisher (2026 edition)